What shake-ups can we expect from Capitol Hill?
A split Congress is typically a recipe for gridlock, but will retirement policy updates prove the exception? Get the scoop from Mike Townsend.
RIA structure and governance: A foundation for success, a framework for decision-making
Investment advisors often structure a firm in one of three ways: as a partnership, a corporation or a limited liability company. This white paper discusses how each entity type differs from one another, and also explores common provisions found within key governance documents.
Responsible investing: Signs of a growing opportunity
Responsible investing is gaining traction. Here's how advisors can help educate clients looking for investment options that align with their values.